Mutual Security Act

Results: 288



#Item
151Financial services / Funds / United States securities law / Securities / Security / Securities Act / Exchange-traded fund / Mutual fund / Investment Company Act / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2008-12-24 10:26:36
152Financial adviser / Investing online / U.S. Securities and Exchange Commission / Security / Churning / Brokerage firm / Mutual fund / Investment Advisers Act / Short / Financial economics / Investment / Finance

The Basics for Wise Investing Investor Information Program

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Source URL: www.dfcs.oregon.gov

Language: English - Date: 2014-06-18 13:43:33
153Funds / Financial services / United States securities law / Security / Exchange-traded fund / Mutual fund / Securities Act / Net asset value / Short / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2010-12-28 16:15:31
154Funds / Financial services / Exchange-traded fund / Mutual fund / Security / Net asset value / Bond / Financial adviser / Bank / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Cambria Investment Management, L.P. and Cambria ETF Trust; Notice of Application December 12, 2012 Agency: Securities and Exchange

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Source URL: www.sec.gov

Language: English - Date: 2012-12-14 09:50:26
155Funds / Financial services / United States securities law / Exchange-traded fund / Mutual fund / Security / Unit investment trust / Securities Act / Net asset value / Financial economics / Investment / Finance

Highland Capital Management, L.P., et al.

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Source URL: www.sec.gov

Language: English - Date: 2011-12-20 14:46:29
156Funds / Financial services / Collective investment schemes / Institutional investors / Exchange-traded fund / Security / Mutual fund / Net asset value / Securities Act / Financial economics / Investment / Finance

PDF Document

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Source URL: www.sec.gov

Language: English - Date: 2012-12-17 14:34:53
157Stock market / United States securities law / Financial services / Corporate finance / Initial public offering / Security / Investment Company Act / Mutual fund fees and expenses / Rate of return / Financial economics / Investment / Finance

PDF Document

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Source URL: www.afajof.org

Language: English - Date: 2013-04-16 14:52:41
158Financial services / Collective investment schemes / Funds / Institutional investors / Mutual fund / Investment Advisers Act / Security / Bond / Financial adviser / Financial economics / Investment / Economics

ILLINOIS FINANCE AUTHORITY INVESTMENT MANAGEMENT SERVICES SOLICITATION #[removed] The Illinois Finance Authority (“IFA”) is requesting Offers (bids / proposals) from qualifie

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Source URL: il-fa.com

Language: English - Date: 2013-09-12 11:56:02
159Funds / Financial services / Collective investment schemes / Financial markets / Exchange-traded fund / Mutual fund / Security / Securities Exchange Act / Money market fund / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]February 7, 2012 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by A

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Source URL: www.sec.gov

Language: English - Date: 2012-02-08 07:45:10
160Funds / Financial services / Collective investment schemes / Exchange-traded fund / Mutual fund / Net asset value / Investment Advisor / Securities Exchange Act / Security / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 7, 2010 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing Relating to Listing and Trading of AdvisorShares

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Source URL: www.sec.gov

Language: English - Date: 2010-12-07 17:29:26
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